Last edited by Shakakus
Thursday, July 9, 2020 | History

5 edition of Essential strategies for financial services compliance found in the catalog.

Essential strategies for financial services compliance

Annie Mills

Essential strategies for financial services compliance

by Annie Mills

  • 154 Want to read
  • 5 Currently reading

Published by J. Wiley in Chichester, England, Hoboken, NJ .
Written in English

    Subjects:
  • Financial services industry -- Law and legislation -- Great Britain,
  • Corporate governance -- Law and legislation -- Great Britain,
  • Ethics and compliance officers -- Great Britain -- Handbooks, manuals, etc

  • Edition Notes

    Includes bibliographical references and index.

    StatementAnnie Mills.
    Classifications
    LC ClassificationsKD1715 .M55 2008
    The Physical Object
    Paginationp. cm.
    ID Numbers
    Open LibraryOL16856525M
    ISBN 109780470519042
    LC Control Number2008019030

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Additional Information. How to Cite. Mills, A. (ed) () Mapping Your Compliance Universe, in Essential Strategies for Financial Services Compliance, John Wiley & Sons, Inc., Hoboken, NJ, USA. doi: viii Essential Strategies for Financial Services Compliance 3 The Compliance Contract 41 The Compliance Mission Statement 42 The Compliance Charter 43 Contents of a Compliance Charter 43 4 MappingYour Compliance Universe 49 5 MappingYour Corporate Universe 53 Operating entities 53 Business units 56 External Service.

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